Classical performance#

tests/test_performance.py checks that the simulated links reproduce the textbook results. It runs with the rest of the test suite (pytest, about one second) and every check below is drawn as a full curve in the gallery.

A simulated error rate passes when it lies within four binomial standard errors of its closed form (every point collects at least 400 errors, so the relative standard error is below 5 %); the Gray bit error rates, which count one bit per symbol error, are allowed a few percent of model error.

Result

Reference

Gallery

SER and BER of 4-, 16-, 64-QAM, 8-PSK and 4-PAM over AWGN

Proakis & Salehi, Digital Communications, 5th ed., Sec. 4.3 (exact SER of square QAM and PAM, nearest-neighbour bound for PSK)

Bit error rate of M-QAM over AWGN, M-PSK over AWGN with the Python runner

Gray QPSK has the BER of BPSK, \(Q(\sqrt{2E_b/N_0})\)

Proakis & Salehi, Sec. 4.3

M-PSK over AWGN with the Python runner

\(E_b/N_0 = 9.6\) dB for a BER of \(10^{-5}\) with BPSK

the textbook operating point

Bit error rate of M-QAM over AWGN

BPSK over flat Rayleigh fading, \(\frac{1}{2}\bigl(1 - \sqrt{\bar\gamma/(1 + \bar\gamma)}\bigr)\)

Proakis & Salehi, Sec. 13.3

BPSK over flat Rayleigh fading

MI and GMI of 16-QAM: Monte Carlo against quadrature, GMI ≤ MI ≤ \(\min(\log_2 M, \log_2(1 + \mathrm{SNR}))\)

Shannon; Gauss–Hermite quadrature

Information rates of QAM

An RRC pair has no intersymbol interference (residual ISI 40 dB below the signal)

Nyquist’s criterion

Nyquist pulse shaping and the eye diagram

80 km of SSMF close the eye of 16-QAM at 32 GBd; frequency-domain compensation restores the back-to-back performance

\(e^{j\beta_2\omega^2 L/2}\) is all-pass

Chromatic dispersion and its compensation

Above the optimum launch power, back-propagation with 20 steps per span beats dispersion compensation by more than 3 dB (3 × 80 km, 6 dBm)

Ip & Kahn, J. Lightw. Technol. 26(20), 2008

Nonlinear fibre propagation and digital back-propagation

Zero forcing over \(n_t \times n_r\) Rayleigh has the error rate of MRC with \(n_r - n_t + 1\) branches (2 × 2, 2 × 3, 2 × 4)

Winters, Salz & Gitlin, IEEE Trans. Commun. 42(2), 1994

MIMO detection: linear, successive cancellation and maximum likelihood

Alamouti over \(2 \times n_r\) is MRC of \(2 n_r\) branches at half power (2 × 1, 2 × 2)

Alamouti, IEEE J. Sel. Areas Commun. 16(8), 1998

Transmit diversity: Alamouti and space-time block codes

16-QAM over 4 × 4: ML (sphere) < MMSE-SIC < MMSE < ZF; the sphere decoder agrees with an exhaustive K-best

Agrell et al., IEEE Trans. Inf. Theory 48(8), 2002

MIMO detection: linear, successive cancellation and maximum likelihood

Ergodic capacity of SISO Rayleigh, \(\log_2(e)\, e^{1/\rho} E_1(1/\rho)\); 4 × 4 gains 4 bits per 3 dB at high SNR; water-filling never loses

Telatar, Eur. Trans. Telecommun. 10(6), 1999

Ergodic capacity of MIMO channels

CCDF of the PAPR of OFDM: \(1 - \exp(-N\sqrt{\pi\gamma/3}\, e^{-\gamma})\) with oversampling, \(1 - (1 - e^{-\gamma})^N\) at the Nyquist rate

Ochiai & Imai, IEEE Trans. Commun. 49(2), 2001; van Nee & Prasad 2000

PAPR of OFDM: the CCDF and its closed forms

SLM with \(U\) candidates: the CCDF raised to the power \(U\)

Bäuml, Fischer & Huber, Electron. Lett. 32(22), 1996

PAPR reduction techniques

DFT-s-OFDM lowers the PAPR at 1 % by more than 2.5 dB (localised, QPSK)

Myung, Lim & Goodman, IEEE Veh. Technol. Mag. 1(3), 2006

PAPR of OFDM: the CCDF and its closed forms

Clipping at the Nyquist rate: gain and signal-to-distortion ratio of the Bussgang decomposition

Ochiai & Imai, IEEE Trans. Commun. 50(1), 2002

PAPR reduction techniques

Clipping alone regrows the spectrum (ACLR < 35 dB); repeated filtering removes it and keeps the PAPR near the target

Li & Cimini, IEEE Commun. Lett. 2(5), 1998; Armstrong, Electron. Lett. 38(5), 2002

PAPR reduction techniques

SLM, PTS, tone reservation and exponential companding reduce the PAPR tail and recover the data exactly; ACE changes no decision

Müller & Huber 1997; Tellado 2000; Krongold & Jones 2003; Jiang, Yang & Song 2005

PAPR reduction techniques

Digital predistortion of the memory-polynomial amplifier: ACLR and EVM improved by more than 15 dB; static inverse of Rapp’s amplifier: ACLR +10 dB at 9 dB of back-off

Ding et al., IEEE Trans. Commun. 52(1), 2004; Morgan et al., IEEE Trans. Signal Process. 54(10), 2006

Power amplifiers and digital predistortion

Shannon limits of BPSK: 0.187 dB at rate 1/2, −0.495 dB at rate 1/3

Shannon 1948

Channel coding: from convolutional codes to the finite-length limit

Soft-decision Viterbi decoding of the (133, 171) code gains about 2 dB over hard decisions

Viterbi 1967; Forney 1973

Channel coding: from convolutional codes to the finite-length limit

Turbo code, K = 1024, R ≈ 1/3: block error rate below 5 % at 1.0 dB

Berrou, Glavieux & Thitimajshima 1993

Channel coding: from convolutional codes to the finite-length limit

LDPC (1024, 512) and CRC-aided list-decoded polar (256, 128) codes: never below the normal approximation, within 1.3 and 1 dB of it; list decoding beats SC by more than 3×

Polyanskiy, Poor & Verdú 2010; Tal & Vardy 2015

Channel coding: from convolutional codes to the finite-length limit

OFDM over EVA with perfect CSI: every subcarrier has the BER of BPSK over flat Rayleigh fading

Proakis & Salehi, Sec. 13.3

OFDM over multipath: channel estimation

Channel estimation: LMMSE with the true profile < robust LMMSE < linear interpolation; LMMSE within 20 % of the BER of perfect CSI

van de Beek et al. 1995; Edfors et al. 1998

OFDM over multipath: channel estimation

Schmidl & Cox: timing inside the cyclic prefix, offset error falling with the SNR

Schmidl & Cox 1997

OFDM synchronisation and MIMO-OFDM

2 × 2 MIMO-OFDM over EPA: per-subcarrier ML beats MMSE

Stüber et al. 2004

OFDM synchronisation and MIMO-OFDM

The Rust crates carry their own checks of the same kind: the specifications of specs/validation/ (Proakis’ error rates, information rates by quadrature, Fig. 5 of Häger & Pfister 2021) run in CI with comnum verify, and the crate comnum-validation compares BPSK over AWGN and Rayleigh fading, zero forcing and Alamouti with their closed forms every night. The deterministic blocks are compared with OptiCommPy to machine precision by tests/oracle/test_oracle.py.